Bringing you live news and features since 2013
Bringing you news, views and analysis since 2013
Handshake with globe

10859

Avalon Lake Partners expands compliance offering

RELATED TOPICS​

In response to increased demand for outsourced compliance services in the marketplace, Avalon Lake Partners has recruited Harris Bogner, an attorney and compliance expert, to head its compliance services group.

Bogner’s role at Avalon Lake Partners will be to work directly with clients to ensure they develop a strong understanding of their compliance obligations while providing them with practical, cost-effective solutions.

Avalon Lake Partners recently spun-out from WTP Advisors to focus on providing a comprehensive set of advisory services to the alternative asset management industry, namely hedge funds, private equity firms and family offices.    

“Finding someone of Harris’ experience and business acumen is a major coup. He is the perfect complement to our seasoned team and adds the final element to our C-Level Suite of services,” says Lou Sala, Managing Partner and CEO of Avalon Lake Partners.

As former Chief Compliance Officer for Cadogan Management, LLC and Compliance Manager at Bessemer Trust, Mr. Bogner is being brought on at an especially critical moment, as second-round filers are now confronted with filing Form PF.  In addition to addressing the task of completing and filing the Form PF, investment advisers have an extensive amount of regulatory demands placed on them due to other new regulations imposed on members of the financial services industry since Congress passed the Dodd-Frank Act.
 
“The addition of compliance services rounds out Avalon Lake’s Form PF diagnostic and software offering. This makes us one of the few who provide a comprehensive Form PF solution available in the marketplace,” says Ilicia Silverman, head of business development and Partner at Avalon Lake Partners. 
 
“I’m excited to be part of the highly accomplished team at Avalon Lake Partners,” says Mr. Bogner. “This firm is unique in both its experience, and quality of work, and I’m thrilled to be able to contribute to its leadership.”

 

Latest News

Confidence in the continuing strength of bitcoin and Ethereum is driving wider interest in altcoins..
Discretionary fund manager ebi Portfolios, and asset manager Amundi have launched the SRI portfolio range,..
Regulatory and compliance issues are the most significant barriers to investment in private debt, according..

Related Articles

n response to the increased attention to climate change risk, institutional investors, asset managers, and asset owners in the US are committed to implementing a variety of measures to address climate change and reach their net-zero goals, according to Cerulli Associates...
n response to the increased attention to climate change risk, institutional investors, asset managers, and asset owners in the US..
Lord Hollick, House of Lords
A House of Lords committee has raised “significant concerns” over the role of UK regulators, their ability to operate with genuine independence from government and how they are held to account...
A House of Lords committee has raised “significant concerns” over the role of UK regulators, their ability to operate with..
Rob Edwards, Morningstar
The complexities of assessing performance from responsible investment strategies have been laid bare after Morningstar’s ESG indices delivered a mixed bag in 2023...
The complexities of assessing performance from responsible investment strategies have been laid bare after Morningstar’s ESG indices delivered a mixed..
David Vieira, JTC Group
Investment trusts are the latest sector of the financial services industry to come under fire for failing to cater adequately for responsible investors...
Investment trusts are the latest sector of the financial services industry to come under fire for failing to cater adequately..
Subscribe to the Institutional Asset Manager newsletter

Subscribe for access to our weekly newsletter, newsletter archive, updates on the site and exclusive email content.

Marketing by