Seward & Kissel is pleased to announce that David Tang has joined the Firm as Counsel in its Investment Management group. Previously, he was Counsel to compliance consultant and investment management law firm Orical LLC.
This marks a return to Seward & Kissel for Tang, who was an Associate in the Investment Management group from 2002 to 2006.
Tang concentrates his practice on providing regulatory compliance consulting, compliance support services and legal counsel to fund advisers and asset managers. His experience includes SEC mock audits and compliance testing, SEC exam response, implementation of compliance policies and procedures, regulatory filings, private fund documentation and related contracts.
Tang has a wealth of in-house experience, having held senior positions with SEC-registered private investment firms. He served as Chief Compliance Officer and Lead Counsel to Rothschild Asset Management, an asset manager with approximately USD6 billion in assets under management across equity, debt and alternatives strategies. He was also Chief Compliance Officer and Associate Counsel of Quadrangle Group, a multi-strategy hedge fund, private equity and asset management firm with more than USD6 billion under management.
“We are thrilled to welcome David back to our firm,” says Seward & Kissel Managing Partner Jim Cofer. “We thought highly of him during his previous time at Seward & Kissel, and the significant in-house experience that he has acquired in the years since will certainly benefit our clients.”
David earned his JD from UCLA School of Law, and his BA in Economics and History, magna cum laude, from Binghamton University.