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Grassi Fund Admin Avi Rosenblatt

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GFAS launches compliance and regulatory services

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Grassi Fund Administration Services (GFAS) has launched a compliance and regulatory services division.

GFAS provides compliance and regulatory services to enable its clients to establish and maintain rigorous compliance programmes, risk assessments, mock audits and anti-money laundering and KYC services.
 
Using a collaborative approach to client’s specific requirements, GFAS can serve as a complete outsourced compliance resource. It provides regulatory services including registration services; Form ADV (Parts 1&2); Form PF; FATCA; Schedule 13F and other regulatory filings; regulatory reviews and governance; disclose requisite state and federal registration changes; and annual reviews.
 
The compliance programme includes consulting to help analyse relevant requirements; development of a tailored compliance programme and a customised compliance manual; ongoing monitoring and surveillance; and the creation and test of business continuity and disaster recovery plans. The risk assessment portion includes the examination of core compliance needs and key risk assessments and due diligence.
 
“With the numerous regulatory and compliance changes that have occurred and are continuing to occur each day, GFAS’ new service offering will help us achieve a more detail-level of services that will be customised to each client’s needs,” says Avi Rosenblatt (pictured), financial services senior manager. “With our expert knowledge we will be able to assist our clients with their regulatory requirements.”
 
“Compliance and regulatory services is a much anticipated addition to our line of services being offered to our clients in the financial services niche,” says Ron Honka, partner-in-charge of financial services. “This offering, coupled with the successful launching of our Grassi Emerging Manager Success (GEMS) Program, demonstrates our continued dedication to our clients and the industry in providing cutting-edge solutions to their needs that will allow them to succeed.”

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