The Association for Financial Markets in Europe (AFME) has published an updated version of its Due Diligence Questionnaire (DDQ) which aims to harmonise and simplify
Plenitude, a niche consultancy, specialising in financial crime risk and compliance has appointed Steve Vinnicombe, former UK CEO of Capco UK, as a Non-Executive Director.
KNEIP, a Luxembourg-based fund industry specialist, is launching a new digital service platform to the London market, allowing more transparency as well as greater efficiency
Allfunds Bank has launched Share Class, a search tool for stock classes of funds available in the market. Through this tool, Allfunds makes available to
Deutsche Börse Group and RegTek.Solutions have partnered to deliver a certified testing and pre-validation service for clients of Deutsche Börse’s Regulatory Reporting Hub. Available from
A London-based company has unveiled a new web-based marketing compliance tool that it says is aiming to transform marketing compliance for the alternative investment fund
KOGER Inc has enhanced its anti-tax evasion software KURE with capability for automated tax reporting. KURE is designed to streamline tax certification, validation and filing
Global professional services firm, PwC has acquired KYC-Pro, a regtech solution, from boutique financial services compliance firm, FSCom Limited, for an undisclosed amount. The move
NEX Regulatory Reporting has launched a new solution for derivatives transaction and position reporting under ASIC’s (Australian Securities and Investments Commission) OTC derivatives trade reporting
ACA Compliance Group (ACA) has completed the acquisition of Cordium, a provider of governance, risk, and compliance (GRC) products and services, following the receipt of
