Founded in 2002, the Chartered Alternative Investment Analyst Association (CAIA) has gone from strength to strength in the alternative investment education arena. William Kelly (pictured),
Shield Financial Compliance (Shield FC), a specialist RegTech provider, has appointed Eran Noam as VP Global Sales and Business Development. In this newly created
Steele Compliance Solutions (Steele) has acquired TransparINT, a technology company harnessing artificial intelligence (AI) technology to provide the next generation of compliance tools. TransparINT’s negative
Global regulatory and compliance services provider, Lawson Conner has launched a new outsourced anti-money laundering (AML) solutions offering for Cayman funds. Following the Cayman Islands
Regulatory compliance firm Optima Partners has appointed former Bain Capital chief compliance office Alan K Halfenger as a Partner at the firm. In his role
Marshall Sterling, a London headquartered investment management organisation, has deployed TeleWare’s Re:Call app to meet regulatory requirements. Marshall Sterling’s advisors had been using TeleWare’s SIM-based
David Calligan, Partner, Reed Smith, writes on the European Securities and Markets Authority (ESMA)’s announcement that it intends to impose temporary measures to restrict the
SteelEye, a compliance technology and data analytics firm, and MAP Financial Technologies Limited, (MAP FinTech), a specialist in regulatory reporting solutions, have formed a research
With only 30 days until implementation, more than 50 per cent of investment firms globally are unlikely to be ready for the European Union’s new
SteelEye, a compliance technology and data analytics firm, is pleased to announce its best execution support for MiFID II’s regulatory standards RTS27 & RTS 28.
